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Wednesday, June 30, 2010

SEC Staff Responses to Questions about Form N-MFP and Rule 30b1-7

The Division of Investment Management has issued guidance pertaining to the new form that became effective on May 5 for open-end investment companies to report portfolio information (see WSB Blog entry dated April 30, 2010).  The SEC makes the information filed on Form N-MFP available to the public 60 days after the end of the month to which the information applies. 

Rule 30b1-7 requires every registered fund that is regulated as a money market fund under Rule 2a-7 to file Form N-MFP.  Responses to questions regarding rule 2a-7 ( the “money market fund rule” under the Investment Company Act of 1940) are included in a separate document at the SEC website.

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